Corporate Event Notice CE12-152
Progress Energy, Inc. (“PGN/PGN1C/PGN1D”)
Proposed merger with ***UPDATE***
Duke Energy Corporation (“DUK”)
Attached, for your information is a memo from the Options Clearing Corporation.
We urge you to read this (see link) and distribute to others within your organization you deem appropriate.
http://www.theocc.com/webapps/infomemos?number=30875&date=201206
If clicking on the link above does not work, then copy and paste into your browser.
Key Information:
| PGN1C changes to PGN2C | 7/3/12?? |
| PGN2C OCX Clearing Code | PGN2 |
| PGN1D changes to PGN2D | 7/3/12?? |
| PGN2D OCX Clearing Code | PGND2 |
| PGN1C/PGN1D Standard (100 Shares) | Will not be reintroduced |
| GTC Order Handling* | Handled by Firm |
* Member firms must determine and make adjustments to GTC orders terms to meet their clients’ objectives and cancel or cancel/replace orders as appropriate.