Corporate Event Notice CE12-156
Duke Energy Corp. (“DUK/DUK1C/DUK1D”)
1-for-3 Reverse Stock Split
Ex-Distribution Date: 7/3/12
Attached, for your information is an important memo from the Options Clearing Corporation.
We urge you to read this (see link) and distribute to others within your organization you deem appropriate.
http://www.theocc.com/webapps/infomemos?number=30889&date=201207
If clicking on the link above does not work, then copy and paste into your browser.
Key Information:
| DUK1C changes to DUK2C | 7/3/12 |
| DUK2C OCX Code | DUK2 |
| DUK2C Deliverable | 1) 33 (New) Duke Energy Corporation (DUK) Common Shares 2) cash in lieu of .3333 fractional DUK shares |
| DUK1D changes to DUK2D | On: 7/3/12 |
| DUK2D OCX Code | DUKD2 |
| DUK2D Deliverable | 1) 33 (New) Duke Energy Corporation (DUK) Common Shares 2) cash in lieu of .3333 fractional DUK shares |
| DUK1C/DUK1D Standard (100 Shares) | Reintroduced on: 7/5/12 |
| GTC Order Handling* | Handled by Firm |
* Member firms must determine if the new GTC order terms meet their clients’ objectives and cancel or cancel/replace orders as appropriate.