Re: Revisions to OneChicago Chapter 7 Rules Involving Discipline and Enforcement – Revised
Effective Date: August 17, 2012
OneChicago, LLC (“OCX”) has adopted amendments to OCX Rules 712 Respondent Review of Evidence, Rule 713 Conducting Hearings of Disciplinary Proceedings, Rule 714 Decision of Disciplinary Panel, Rule 715 Sanctions and Rule 716 Appeal from Disciplinary Panel Decision, Summary Impositions of Fines and Other Summary Actions. These revisions were made in order for OCX to comply with Commodity Futures Trading Commission (“CFTC”) rules related to Dodd-Frank Reform Act.
This is an amendment to the previous submission on July 20, 2012.
Please see link below for filing: