Corporate Event Notice CE12-197
The Phoenix Companies, Inc. (“PNX/PNX1C”)
1-for-20 Reverse Stock Split
Ex-Date: August 13, 2012
Attached, for your information is a memo from the Options Clearing Corporation.
We urge you to read this (see link) and distribute to others within your organization you deem appropriate.
http://www.theocc.com/webapps/infomemos?number=31081&date=201208
If clicking on the link above does not work, then copy and paste into your browser.
Key Information:
| PNX1C changes to PNX2C | 8/13/12 |
| PNX2C OCX Code | PNX2 |
| PNX2C Deliverable | 5 (New) The Phoenix Companies, Inc. (PNX) Common Shares |
| PNX1C Standard (100 Shares) reintroduced | 8/14/12 |
| Resting orders on OneChicago (CBOEdirect)* | No change to Price or Quantity |
* Member firms must determine if the new GTC order terms meet their clients’ objectives and cancel or cancel/replace orders as appropriate.