AN2012

Holiday Notice – December 2012 Holiday Schedule

December 14, 2012 Trading Community Notice RE: Holiday Trading Hours In observance of the upcoming Holidays, OneChicago will follow the schedule below, which is consistent with U.S. equity markets. Date Hours Monday, December 24, 2012 Early Close at 12:00 p.m. (CST) for SSFs; Early Close at 12:15 p.m. (CST) for ETFs; EFP/Block reporting/trading open on […]


Press Release 12/3/2012

OneChicago Announces Trading Volume for November 2012 – Volume in November up 35% as compared to the same period in 2011   Chicago – December 3, 2012 – OneChicago, LLC (OCX), an equity finance exchange, today announced that November 2012 volume of 481,724 was up 13% over October 2012. November 2012 highlights include: 464,923 Exchange […]


Notice To Members 2012-37

Date: November 15, 2012  Re: OneChicago Calendar Spreads  


Notice To Members 2012-36

Date: November 8, 2012 RE: OneChicago “Security Futures Margins Questions & Answers”


Press Release 10/31/2012

OneChicago Announces Trading Volume for October 2012 – Volume in October up a strong 149% as compared to the same period in 2011 – Exchange Marks Second Year Anniversary of OCX.NoDivRisk®, Offering Futures on More Than 1,450 Underlying Equities   Chicago – November 1, 2012 – OneChicago, LLC (OCX), an equity finance exchange, today announced […]


Notice To Members 2012-35

Date: October 30, 2012 Re: OneChicago markets will be open on October 31, 2012 Effective Date: October 31, 2012 In coordination with the U.S. equity and equity derivative markets, OneChicago will be open for trading for Wednesday, October 31, 2012.


Press Release 10/29/2012

OneChicago Achieves Milestone in No Risk Dividend Product   Exchange Marks Second Year Anniversary of OCX.NoDivRisk® Which Offers Over 1,450 Underlying Equities   Chicago – October 29, 2012 – OneChicago, LLC (OCX), the only U.S. equity finance exchange, today celebrates the second-year anniversary of the OCX.NoDivRisk product that eliminates the dividend risk, revealing its true […]


Notice To Members 2012-34

Date: October 29, 2012 Re: OneChicago markets will be closed October 30, 2012 Effective Date: October 30, 2012


Notice To Members 2012-33

Date: October 28, 2012 Re: OneChicago will be closed October 29, 2012 Effective Date: October 29, 2012 In coordination with the U.S. equity and equity derivative markets, in consideration of Hurricane Sandy, OneChicago will be closed for trading for Monday, October 29, 2012.


Notice To Members 2012-32

Date: October 25, 2012 Re: New Controls for OneChicago Markets **Update** Effective Date: October 29, 2012


Notice To Members 2012-31

Date: October 19, 2012  Re: New Controls for OneChicago Markets Tentative Effective Date: October 26, 2012


Notice To Members 2012-30

Date: October 18, 2012 Re: Final Expiration Prices File Effective Date: October 19, 2012 OneChicago would like to notify all market participants that the document sent out each month on expiration, containing the final expiration prices, will be changing from an Excel file (.xls) to a Comma-separated Values file (.csv). Starting with October expiration, please […]


Notice To Members 2012-29

Date: October 12, 2012 Re: Notification under Commodity Futures Trading Commission Regulation 1.52(h)  


Notice To Members 2012-28

Re: OneChicago Products Not Subject to CFTC Regulation 39.13(g)(8)(ii)                             Effective Date: October 4, 2012


Notice To Members 2012-27

Re:  Reduction in FINRA Trading Activity Fee          Reduction in NFA Assessment Fee


Press Release 10/1/2012

OneChicago Volume Surges – Surpasses Total 2011 Volume within First Three Quarters -Volume in third quarter 2012 up a strong 105% percent as compared to the same period in 2011 -Block volume in the first nine months of 2012 exceeds more than 3.7 million contracts, further demonstrating liquidity in the marketplace Chicago – October 1, […]


Notice To Members 2012-26

Re: Pre-Execution Discussions and Cross Trades Effective Date: September 14, 2012  


Notice To Members 2012-25

Re:  Block Trades Effective Date: September 25, 2012 


Press Release 9/4/2012

OneChicago Announces Trading Volumes for August 2012 Chicago – September 4, 2012 – OneChicago, LLC (OCX), an equity finance exchange, today announced that a total of 433,498 security futures contracts were traded in the month of August 2012. August 2012 highlights include: 416,449 Exchange Futures for Physicals (EFPs) and blocks were traded. August 2012 EFPs […]


Notice To Members 2012-24

RE: Pre-Execution Discussions and Cross Trades: Effective Date: September 14, 2012


Notice To Members 2012-23

Re: OCX.BETS® Front End Trading Screen – Change in Responsibility for Monthly Fee to Access BETS terminals. Effective Date: October 1, 2012  


Holiday Notice – Labor Day 2012

RE: Holiday Trading Hours  


Notice To Members 2012-22

Re: Chat Server Update


Notice To Members 2012-21

Re:       Amendments to Chapter 2 and Chapter 4 Updates and Revisions Effective Date: September 6, 2012


Notice To Members 2012-20

Effective Date: August 20, 2012 OneChicago, LLC (“OCX”) has adopted an amendment to OCX Rule 307, Application of Rules and Jurisdiction and amended the cover page of the OneChicago Rulebook. These revisions were made in order for OCX to comply with Commodity Futures Trading Commission (“CFTC”) rules related to Dodd-Frank Reform Act which provides that […]


Press Release 8/1/2012

OneChicago Announces Trading Volumes for July 2012 – Block volume in the first seven months of 2012 surpassed more than 2.5 million contracts, exceeding all blocks activity in 2011  – July 2012 Exchange Futures for Physicals (EFPs) were up 55% from June 2012  – Open interest steadily increasing in 2012, up 28% as compared to […]


Notice To Members 2012-19

Re: OCX.RiskMan Evaluating Block Roll Trades


Notice To Members 2012-18

Re: Revisions to OneChicago Chapter 7 Rules Involving Discipline and Enforcement – Revised Effective Date: August 17, 2012


Notice To Members 2012-17

Re: National Futures Association Fee  


Notice To Members 2012-16

Re:  Rule Amendments to OneChicago Chapter 7 Rules Discipline and Enforcement Effective Date: August 6, 2012


Notice To Members 2012-15

Point and Click Traded Exchange Future for Physical (“EFP”) Transactions on OCX.BETS® Effective Date:  August 1, 2012 


Press Release 7/2/2012

OneChicago Announces Trading Volumes for June 2012, Strongest Month in Five Years –       Security futures volume topped 1 million for the third quarter in a row  –       June volume is highest monthly total since February 2007  Chicago – July 2, 2012 – OneChicago, an equity finance exchange, today announced that June 2012 volume of 868,512, […]


Notice To Members 2012-14

Re:  Information Update: Booking of EFP cash leg transactions to reflect fees. Effective Date:  July 18, 2012


Holiday Notice – Independence Day July 4th

Holiday Trading Hours


Notice To Members 2012-13

OCX Rule 416 Exchange of Future for Physical OCX Rule 417 Block Trading (Guidance for reporting bi-lateral Exchange of Future for Physical and bi-lateral Block Trades).  


Press Release 6/1/2012

OneChicago Announces Trading Volumes for May 2012   -Block volume at the exchange in May 2012 was up 32% year-over-year, compared to May 2011   – Security futures volume at the exchange in May 2012 was up 13%, compared to April 2012     Chicago – June 1, 2012 – OneChicago, LLC (OCX), an equity […]


Notice To Members 2012-12

Re: OneChicago Pricing Change for Creation of a Narrow Based Index REVISED Effective Date: June 18, 2012


Notice to Members 2012-10

Re:            Modified Opening Procedure Effective Date: June 18, 2012


Notice to Members 2012-9

Broker-Dealer Net Capital Computation: Security Futures included in “portfolio types”


Notice to Members 2012-8

Re:  Internal Revenue Service’s Proposed Rule, 871(m) OCX Comments  


Notice to Members 2012-7

OCX Rule 404. Acceptable Orders Effective Date: April 23, 2012


Notice to Members 2012-6

Date: April 11, 2012 RE: Changes to Position Limits and Position Accountability Thresholds


Internal Revenue Service’s Proposed Rule, 871(m)

OneChicago comments on the Internal Revenue Service’s Proposed Rule, 871(m), Dividend Equivalents from Sources Within the United States OneChicago recommends that the IRS should exempt SSFs from the proposed rules. Alternatively, the IRS should implement a exchange reporting regime and disallow the exemption for dividend equivalents paid to foreign parties. Please see OneChicago Comment for […]


Notice to Members 2012-5

Re:      OCX Rule 404. Acceptable Orders Effective Date: April 20, 2012  


Press Release 4/2/2012

OneChicago Announces Trading Volumes for March 2012


Holiday Notice – Good Friday 2012

Holiday Trading Hours


Notice to Members 2012-4

Re: OCX Rule 416. Exchange of Futures for Physical, Guidance Effective Date: March 26, 2012


Press Release 3/1/2012

OneChicago Announces Trading Volumes for February 2012


Notice to Members 2012-3

OneChicago Exchange Fees Frequently Asked Questions We have prepared the following Questions and Answers to improve our customer’s understanding of the our fee structure.


Holiday Notice – Presidents Day 2012

Holiday Trading Hours  


Press Release 2/1/2012

OneChicago Announces Trading Volumes for January 2012


Notice to Members 2012-2

OneChicago Pricing Change for Executing Rolls of 250 contracts or more. Effective Date: March 1, 2012


Notice to Members 2012-1

Change to Risk Assessment Process on OCX.BETS® Effective Date: January 17, 2012


Holiday Notice – MLK Jr. Day

Holiday Trading Hours


Press Release 1/5/2012

OneChicago Announces Trading Volumes for December 2011






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