CE2009

Corporate Event Notice CE09-226

Marvel Entertainment Inc. (“MVL/MVL1C) Merger Complete with The Walt Disney Company (“DIS/DIS1C”)


Corporate Event Notice CE09-225

Willis Group Holdings Ltd (“WSH/WSH1C”) Name Change Date: January 4, 2010


Corporate Event Notice CE09-224

Marvel Entertainment Inc. (“MVL/MVL1C) Anticipated Merger with The Walt Disney Company (“DIS/DIS1C”)


Corporate Event Notice CE09-223

Time Warner Inc. (“TWX2C”) Determination of Cash-in-Lieu Amount


Corporate Event Notice CE09-222

Clearwire Corporation – Cl. A (“CLWR/CLWR1C”) Rights Distribution Ex-Distribution Date: December 24, 2009


Corporate Event Notice CE09-221

CCF Industries Holdings, Inc. (“CF/CF1C”) Exchange Offer by Agrium Inc. (“AGU”) FURTHER EXTENDED Offer Expires: January 22, 2010


Corporate Event Notice CE09-220

ENSCO International Incorporated (“ESV/ESV1C”) Name and Cusip Change Effective Date: December 23, 2009


Corporate Event Notice CE09-219

Franklin Resources, Inc. (“BEN/BEN1C”) Special Cash Distribution Ex-Distribution Date: December 23, 2009


Corporate Event Notice CE09-218

Chipotle Mexican Grill, Inc. – Cl. A (“CMG/CMG1C”) Name Change Date: December 22, 2009


Corporate Event Notice CE09-217

Hercules Technology Growth Capital Inc (“HTGC/HTGC1C”) Special Cash Distribution Ex-Distribution Date: December 22, 2009


Delisting Notice DN09-39

Contract Delistings


Corporate Event Notice CE09-216

STARENT NETWORKS CORP (“STAR/STAR1C”) Merger Complete with Cisco Systems, Inc. (“CSCO/CSCO1C”)


Corporate Event Notice CE09-215

Northwest Bancorp, Inc. (“NWSB/NWSB1C”) Name, Symbol and Cusip Change Effective Date: December 18, 2009


Corporate Event Notice CE09-214

Northwest Bancorp, Inc. (“NWSB/NWSB1C”) Plan of Conversion Effective Date: December 18, 2009


Corporate Event Notice CE09-213

Cadbury PLC – ADR (“CBY/CBY1C”) Exchange Offer Offer Expires: January 5, 2010


Corporate Event Notice CE09-212

CIT Group Inc. (“CITGQ/CIT1C”) Futures Symbol Change Effective Date: December 18, 2009


Corporate Event Notice CE09-211

Builders FirstSource, Inc. (“BLDR/BLDR1C”) Rights Distribution Date: December 17, 2009


Corporate Event Notice CE09-210

America Movil SAB de CV (“AMX/AMX1C”) Determination Of Exact Deliverable Amount Ex-Distribution Date: December 7, 2009


Press Release PR09-048 12/15/2009

OneChicago Launching Weekly Futures View PDF


Corporate Event Notice CE09-209

Lloyds Banking Group plc – ADR (“LYG/LYG1C”) Cash Distribution in Lieu of Rights Ex-Distribution Date: December 14, 2009


Corporate Event Notice CE09-208

CompuCredit Holdings Corporation (“CCRT/CCRT1C”) Special Cash Distribution Ex-Distribution Date: December 29, 2009


Corporate Event Notice CE09-207

CIT Group Inc. (“CITGQ/CIT1C”) Contract Adjustment Effective Date: December 10, 2009


Corporate Event Notice CE09-206

Time Warner Inc. (“TWX/TWX1C”) Distribution of Shares of AOL Inc. (“AOL”) Ex-Distribution Date: December 10, 2009


Corporate Event Notice CE09-205

Corporate Event Circular #09-205 DATE: December 8, 2009 RE: ENCANA CORPORATION – DISTRIBUTION Ex-Distribution Date: December 9, 2009


Corporate Event Notice CE09-204

STARENT NETWORKS CORP (“STAR/STAR1C”) Anticipated Merger with Cisco Systems, Inc. (“CSCO/CSCO1C”)


Corporate Event Notice CE09-203

PDL BIOPHARMA, INC. (“PDLI/PDLI1C”) Special Cash Distribution NEW SYMBOL: PDLI2C Ex-Distribution Date: November 27, 2009 ***UPDATE – FINAL DIVIDEND AMOUNT***


Corporate Event Notice CE09-202

Zenith National Insurance Corp. (“ZNT/ ZNT1C”) Special Cash Distribution Ex-Distribution Date: December 11, 2009


Corporate Event Notice CE09-201

Bristol-Myers Squibb Co. (“BMY/BMY1C”) Partial Exchange Offer Offer Expires: December 17, 2009


Corporate Event Notice CE09-200

America Movil SAB de CV (“AMX/AMX1C”) Cash Distribution (Approximate) Ex-Distribution Date: December 7, 2009


Corporate Event Notice CE09-199

World Fuel Services Corp. (“INT/INT1C”) 2-for-1 Stock Split Ex-Distribution Date: December 8, 2009


Corporate Event Notice CE09-198

Bristol-Myers Squibb Co. (“BMY/BMY1C”) Partial Exchange Offer Offer Expires: December 14, 2009


Corporate Event Notice CE09-197

AXA – ADR (“AXA/AXA1C”) Cash Distribution in Lieu of Rights Ex-Distribution Date: December 1, 2009


Corporate Event Notice CE09-196

ISHARES BARCLAYS 1-3 YEAR TREASURY BOND FUND SPECIAL CASH DISTRIBUTION FOR CAPITAL GAINS: FUTURE SYMBOL: SHY1C DATE: 12/1/09


Corporate Event Notice CE09-195

Cowen Group, Inc. (“COWND/COWN1C”) Symbol Change Effective Date: December 1, 2009


Corporate Event Notice CE09-194

Aon Corporation (“AOC/AOC1C”) Symbol Change Effective Date: December 1, 2009


Corporate Event Notice CE09-193

PDL BIOPHARMA, INC. (“PDLI/PDLI1C”) Special Cash Distribution Approximation NEW SYMBOL: PDLI2C Ex-Distribution Date: November 27, 2009


Corporate Event Notice CE09-192

Systemax Inc. (“SYX/SYX1C”) Special Cash Distribution Ex-Distribution Date: November 27, 2009


Corporate Event Notice CE09-191- CORRECTION

FRONTIER FINANCIAL CORPORATION (“FTBK/FTBK1C”) 1-for-10 Reverse Stock Split Ex-Distribution Date: November 25, 2009


Corporate Event Notice CE09-190

National Oilwell Varco Inc (“NOV/NOV1C”) Special Cash Distribution Ex-Distribution Date: November 30, 2009


Corporate Event Notice CE09-189

Oil Services Holders Trust (“OIH/OIH1C”) Special Cash Distribution Ex-Distribution Date: November 30, 2009


Corporate Event Notice CE09-188

ING GROEP N.V.- ADR (“ING/ING1C”) Rights Distribution NO CONTRACT ADJUSTMENT


Corporate Event Notice CE09-187

Trex Company, Inc. (“TWP/TWP1C”) Symbol Change Effective Date: November 23, 2009


Corporate Event Notice CE09-186

PDL BIOPHARMA, INC. (“PDLI/PDLI1C”) Special Cash Distribution Ex-Distribution Date: November 27, 2009


Corporate Event Notice CE09-185

CF Industries Holdings, Inc. (“CF/CF1C”) Exchange Offer by Agrium Inc. (“AGU”) FURTHER EXTENDED Offer Expires: December 18, 2009


Corporate Event Notice CE09-184

Southside Bancshares Inc (“SBSI/ SBSI1C”) Special Cash Distribution Ex-Distribution Date: November 23, 2009


Corporate Event Notice CE09-183

Direxion Daily Small Cap Bull 3x Shares (“TNA/TNA1C”) Special Cash Distribution Ex-Distribution Date: November 20, 2009


Corporate Event Notice CE09-182

Direxion Daily Energy Bull 3x Shares (“ERX/ERX1C”) Special Cash Distribution Ex-Distribution Date: November 20, 2009


Corporate Event Notice CE09-181

Direxion Large Cap Bull 3X Shares (“BGU/BGU1C”) Special Cash Distribution Ex-Distribution Date: November 20, 2009


Corporate Event Notice CE09-179

Trimeris, Inc. (“TRMS/TRMS1C”) Tender Offer by Arigene Co., Ltd. (EXTENDED) Offer Expires: December 28, 2009


Corporate Event Notice CE09-178

UCBH Holdings, Inc. (“UCBH/UCBH1C”) Listing Exchange Change Effective Date: November 18, 2009


Corporate Event Notice CE09-177

Commerce Bancshares Inc (“CBSH/CBSH1C”) 5% Stock Dividend Ex-Distribution Date: November 25, 2009


Corporate Event Notice CE09-175

WebMD Health Corp. (“WBMD/WBMD1C”) Partial Self-Tender Offer Date: December 10, 2009


Corporate Event Notice CE09-176

EnCana Corp. (“ECA/ECA1C”) Distribution of Shares of Cenovus Energy Inc. (“CVE”) Ex-Distribution Date: December 9, 2009


Corporate Event Notice CE09-174

Wynn Resorts Ltd (“WYNN/WYNN1C”) Special Cash Distribution Ex-Distribution Date: November 17, 2009


Corporate Event Notice CE09-173

EchoStar Communications Corporation (“DISH/DISH1C”) Special Cash Distribution Ex-Distribution Date: November 18, 2009


Corporate Event Notice CE09-172

Cypress Semiconductor Corporation (“CY/CY1C”) Listing Exchange Change Effective Date: November 12, 2009


Corporate Event Notice CE09-171

Schering-Plough Corporation (“SGP2C”) Determination of Cash-in-Lieu Amount


Corporate Event Notice CE09-170

Capitol Federal Financial (“CFFN/CFFN1C”) Special Cash Distribution Ex-Distribution Date: November 18, 2009


Corporate Event Notice CE09-169

CF Industries Holdings, Inc. (“CF/CF1C”) Exchange Offer by Agrium Inc. (“AGU”) FURTHER EXTENDED Offer Expires: November 18, 2009 ***CORRECTION TO STOCK-ELECTING CONSIDERATION***


Corporate Event Notice CE09-168

CF Industries Holdings, Inc. (“CF/CF1C”) Exchange Offer by Agrium Inc. (“AGU”) FURTHER EXTENDED Offer Expires: November 18, 2009 Attached, for your information is an important from the Options Clearing Corporation. We urge you to read this (see link) and distribute to others within your organization you deem appropriate. http://theocc.com/clearing/clearing-infomemos/infomemos1.jsp Key Information: Exchange Offer Consideration(s) (a) […]


Corporate Event Notice CE09-167

Pharmaceutical HOLDRs Trust (“PPH/PPH1C”) Special Cash Distribution Ex-Distribution Date: November 9, 2009


Corporate Event Notice CE09-165

Schering-Plough Corporation (“SGP/SGP1C”) Merger Complete with Merck Co., Inc. (“MRK/MRK1C”)


Corporate Event Notice CE09-162

CIT Group Inc. (“CIT/CIT1C”) Symbol and Listing Exchange Change Effective Date: November 3, 2009


Corporate Event Notice CE09-164

Cowen Group, Inc. (“COWN/COWN1C”) Symbol and Cusip Change Effective Date: November 2, 2009


Corporate Event Notice CE09-163

ISHARES BARCLAYS 7-10 YEAR (“IEF/IEF1C”) Special Cash Distribution Ex-Distribution Date: November 2, 2009


Corporate Event Notice CE09-161

Westfield Financial, Inc. (“WFD/WFD1C”) Special Cash Distribution Ex-Distribution Date: November 6, 2009


Corporate Event Notice CE09-160

Trimeris, Inc. (“TRMS/TRMS1C”) Tender Offer by Arigene Co., Ltd. Offer Expires: November 16, 2009


Corporate Event Notice CE09-159

VODAFONE Group Plc (“VOD/VOD1C”) Listing Exchange Change Effective Date: October 29, 2009


Corporate Event Notice CE09-158

Juniper Networks Incorporate (“JNPR/JNPR1C”) Listing Exchange Change Effective Date: October 29, 2009


Corporate Event Notice CE09-157

Mosiac Company (“MOS/MOS1C”) Special Cash Distribution Ex-Distribution Date: November 9, 2009


Corporate Event Notice CE09-156

Odyssey Re Holdings Corp. (“ORH/ORH1C”) Merger Complete with Fairfax Financial Holdings Ltd


Corporate Event Notice CE09-155

Diamond Offshore Drilling, Inc. (“DO/DO1C”) Special Cash Distribution Ex-Distribution Date: October 29, 2009


Corporate Event Notice CE09-154

Oil Service HOLDRs Trust (“OIH/OIH1C”) Special Cash Distribution Ex-Distribution Date: October 29, 2009


Corporate Event Notice CE09-153

Allianz SE (“AZ/AZ1C”) Symbol and Listing Exchange Change Effective Date: October 26, 2009


Corporate Event Notice CE09-152

HLTH CORPORATION (“HLTH/HLTH1C”) Merger Complete with WebMD Health Corp.-Cl A (“WBMD/WBMD1C”)


Corporate Event Notice CE09-151

Unisys Corporation (“UIS/UIS1C”) 1-for-10 Reverse Stock Split Ex-Distribution Date: October 26, 2009


Corporate Event Notice CE09-150

Wyeth (“WYE/WYE1C”) Determination of Cash-in-Lieu Amount


Corporate Event Notice CE09-149

Unisys Corporation (“UIS/UIS1C”) 1-for-10 Reverse Stock Split Anticipated Ex-Distribution Date: October 26, 2009


Corporate Event Notice CE09-148

Sepracor Inc. (“SEPR/SEPR1C”) Merger Complete with Aptiom, Inc.


Corporate Event Notice CE09-147

Pharmaceutical HOLDRs Trust (“PPH/PPH1C”) Special Cash Distribution Ex-Distribution Date: October 21, 2009


Corporate Event Notice CE09-146

CF Industries Holdings, Inc. (“CF/CF1C”) Exchange Offer by Agrium Inc. (“AGU”) FURTHER EXTENDED Offer Expires: November 13, 2009


Corporate Event Notice CE09-145

Wyeth (“WYE/WYE1C”) Merger Complete with Pfizer Inc. (“PFE/PFE1C”)


Corporate Event Notice CE09-143

THE BUCKLE INC (“BKE/BKE1C”) Special Cash Distribution Ex-Distribution Date: October 13, 2009


Corporate Event Notice CE09-142

FCStone Group Inc (“FCSX/FCSX1C”) Merger Complete with International Assets Holding Corp. (“IAAC”)


Corporate Event Notice CE09-141

Atlas America Inc. (“ATLS/ATLS1C”) Symbol and Cusip Change Effective Date: September 30, 2009


Corporate Event Notice CE09-140

Atlas Energy Resources LLC (“ATN/ATN1C”) Merger Complete with Atlas America Inc (“ATLS/ATLS1C”)


Corporate Event Notice CE09-139

Bankrate, Inc. (“RATE/RATE1C”) Merger Completed — Cash Settlement


Corporate Event Notice CE09-138

Odyssey Re Holdings Corp. (“ORH/ORH1C”) Tender Offer by Fairfax Financial Holdings Limited (”FFH/FFH1C”) Offer Expires: October 21, 2009


Corporate Event Notice CE09-137

Revlon, Inc.- Cl. A (“REV/REV1C”) FURTHER EXTENDED Exchange Offer Offer Expires: October 7, 2009


Corporate Event Notice CE09-136

Host Hotels & Resorts Inc (“HST/HST1C”) SPECIAL CASH AND/OR STOCK DIVIDEND (ELECTION) – NO ADJUSTMENT Ex-Distribution Date: November 4, 2009


Corporate Event Notice CE09-135

HLTH Corp (“HLTH/HLTH1C) Anticipated Merger with WebMD Health Corp. (“WBMD/WBMD1C”)


Corporate Event Notice CE09-133

CF Industries Holdings, Inc. (“CF/CF1C”) Exchange Offer by Agrium Inc. (“AGU”) FURTHER EXTENDED Offer Expires: October 22, 2009


Corporate Event Notice CE09-134

United Therapeutics Corporation (“UTHR/UTHR1C”) 2-for-1 Stock Split Ex-Distribution Date: September 23, 2009


Corporate Event Notice CE09-132

Revlon, Inc.- Cl. A (“REV/REV1C”) EXTENDED Exchange Offer Offer Expires: September 24, 2009


Corporate Event Notice CE09-131

Pride International Inc. (“PDE/PDE2C”) Determination of Cash-in-Lieu Amount


Corporate Event Notice CE09-130

Atlas Energy Resources LLC (“ATN/ATN1C”) Anticipated Merger with Atlas America Inc (“ATLS/ATLS1C”)


Corporate Event Notice CE09-129

PDL BioPharma Inc (“PDLI/PDLI1C”) ***ADDITIONAL REMINDER*** Special Cash Distribution Ex-Distribution Date: September 15, 2009 Attached, for your information is an important memo from the Options Clearing Corporation. We urge you to read this (see link) and distribute to others within your organization you deem appropriate. http://www.optionsclearing.com/market/infomemos/2009/jul/26157.pdf Key Information: Special Cash Distribution Amount $0.50 per share […]


Corporate Event Notice CE09-128

FCStone Group Inc (“FCSX/FCSX1C”) Anticipated Merger with International Assets Holding Corp. (“IAAC”)


Corporate Event Notice CE09-127

Revlon, Inc.- Cl. A (“REV/REV1C”) Exchange Offer Offer Expires: September 17, 2009


Corporate Event Notice CE09-126

PDL BioPharma Inc (“PDLI/ PDLI1C”) ***REMINDER*** Special Cash Distribution Ex-Distribution Date: September 15, 2009


Corporate Event Notice CE09-125

The India Fund, Inc. (“IFN/IFN1C”) Partial Self-Tender Offer Date: September 11, 2009


Corporate Event Notice CE09-124

IPC Holdings Ltd (“IPCR/IPCR1C”) Merger Complete with Validus Holdings Ltd (“VR/VR1C”)


Corporate Event Notice CE09-123

Centex Corporation (“CTX/CTX2C”) Determination of Cash-in-Lieu Amount


Corporate Event Notice CE09-122

Medarex, Inc. (“MEDX/ MEDX1C”) Merger Completed — Cash Settlement


Corporate Event Notice CE09-121

VistaPrint Limited (“VPRT/VPRT1C”) Name Change Effective Date: September 1, 2009


Corporate Event Notice CE09-120

Cardinal Health, Inc. (“CAH/CAH1C”) **UPDATE/REMINDER** Distribution of Shares of CareFusion Corporation (“CFN”) Ex-Distribution Date: September 1, 2009


Corporate Event Notice CE09-119

Bankrate Inc. (“RATE/RATE1C”) Anticipated Merger with BEN Merger Sub, Inc.


Corporate Event Notice CE09-118

Pride International Inc. (“PDE/PDE1C”) Distribution of Shares of Seahawk Drilling Inc (“HAWK”) Ex-Distribution Date: August 25, 2009


Corporate Event Notice CE09-116

Terra Industries Inc. (“TRA/TRA1C”) Exchange Offer by CF Industries Holdings, Inc. FURTHER EXTENDED Offer Expires: August 31, 2009


Corporate Event Notice CE09-117

Medarex, Inc. (“MEDX/ MEDX1C”) Tender Offer by Bristol-Myers Squibb Company (“BMY/BMY1C”) EXTENDED Offer Expires: August 26, 2009


Corporate Event Notice CE09-115

Centex Corporation (“CTX/CTX1C”) Merger Completed with Pulte Homes, Inc. (“PHM/PHM1C”)


Corporate Event Notice CE09-114

CF Industries Holdings, Inc. (“CF/CF1C”) Exchange Offer by Agrium Inc. (“AGU”) FURTHER EXTENDED Offer Expires: September 22, 2009


Corporate Event Notice CE09-113

Pride International Inc (“PDE/PDE1C”) Distribution of Shares Anticipated Ex-Distribution Date: August 25, 2009


Corporate Event Notice CE09-112

IPC Holdings Ltd (“IPCR/IPCR1C”) Anticipated Merger with Validus Holdings Ltd (“VR/VR1C”)


Corporate Event Notice CE09-111

Centex Corporation (“CTX/CTX1C”) Anticipated Merger with Pulte Homes, Inc. (“PHM/PHM1C”)


Corporate Event Notice CE09-110

American Capital Ltd. (“ACAS/ACAS1C”) Determination of Deliverable


Corporate Event Notice CE09-109

Ocwen Financial Corp (“OCN/OCN1C”) Distribution of Shares Ex-Distribution Date: August 10, 2009 Attached, for your information is an important memo from the Options Clearing Corporation. We urge you to read this (see link) and distribute to others within your organization you deem appropriate. http://www.optionsclearing.com/market/infomemos/2009/aug/26222.pdf Key Information: OCN1C changes to OCN2C On 08/10/09 OCN2C CME Clearing […]


Corporate Event Notice CE09-108

Terra Industries Inc. (“TRA/TRA1C”) Exchange Offer by CF Industries Holdings, Inc. FURTHER EXTENDED Offer Expires: August 21, 2009


Corporate Event Notice CE09-107

Ocwen Financial Corp (“OCN/OCN1C”) Distribution of Shares Anticipated Ex-Distribution Date: August 10, 2009


Corporate Event Notice CE09-106

R.R. Donnelley & Sons Company (“RRD/RRD1C”) Listing Exchange Change Effective Date: August 5, 2009


Corporate Event Notice CE09-105

Cardinal Health, Inc. (“CAH/CAH1C”) Distribution of Shares of CareFusion Corporation (“CFN”) Ex-Distribution Date: September 1, 2009 Attached, for your information is an important memo from the Options Clearing Corporation. We urge you to read this (see link) and distribute to others within your organization you deem appropriate. http://www.optionsclearing.com/market/infomemos/2009/aug/26203.pdf Key Information: CAH1C changes to CAH2C On […]


Corporate Event Notice CE09-104

Waste Management, Inc. (“WMI/WMIC”) Symbol Change Effective Date: August 5, 2009


Corporate Event Notice CE09-103

American Physicians Capital, Inc. (“ACAP/ACAP1C”) 4-for-3 Stock Split Ex-Distribution Date: August 3, 2009


Corporate Event Notice CE09-102

Bankrate, Inc. (“RATE/RATE1C”) Tender Offer by BEN Merger Sub, Inc. Offer Expires: August 24, 2009 Attached, for your information is an important memo from the Options Clearing Corporation. We urge you to read this (see link) and distribute to others within your organization you deem appropriate. http://www.optionsclearing.com/market/infomemos/2009/jul/26189.pdf Key Information: Tender Offer Consideration(s) $28.50 net cash […]


Corporate Event Notice CE09-101

Medarex, Inc. (“MEDX/ MEDX1C”) Tender Offer by Bristol-Myers Squibb Company (“BMY/BMY1C”) Offer Expires: August 24, 2009


Corporate Event Notice CE09-100

Diamond Offshore Drilling, Inc. (“DO/DO1C”) Special Cash Distribution Ex-Distribution Date: July 30, 2009


Corporate Event Notice CE09-99

Oil Service HOLDRs Trust (“OIH/OIH1C”) Special Cash Distribution Ex-Distribution Date: July 30, 2009


Corporate Event Notice CE09-98

KB Financial Group Inc. – ADR (“KB/KB1C”) UPDATE Rights Distribution Ex-Distribution Date: July 24, 2009


Corporate Event Notice CE09-97

KB Financial Group Inc. – ADR (“KB/KB1C”) Rights Distribution Ex-Distribution Date: July 24, 2009


Corporate Event Notice CE09-96

PDL BioPharma Inc (“PDLI/ PDLI1C”) Special Cash Distribution Ex-Distribution Date: September 15, 2009


Corporate Event Notice CE09-95

CF Industries Holdings, Inc. (“CF/CF1C”) Exchange Offer by Agrium Inc. (“AGU”) FURTHER EXTENDED Offer Expires: August 19, 2009


Corporate Event Notice CE09-94

General Motors Corp. (“GMGMQ/GM1C”) Name, Symbol and Cusip Number Change Effective Date: July 15, 2009


Corporate Event Notice CE09-93

TAIWAN SEMICONDUCTOR-SP ADR (“TSM/TSM1C”) .499982072% Stock Dividend Ex-Distribution Date: July 15, 2009


Corporate Event Notice CE09-92

Direxion Financial Bear 3X Shares (“FAZ/FAZ1C”) 1-for-10 Reverse Stock Split Ex-Distribution Date: July 9, 2009 Attached, for your information is an important memo #26110 from the Options Clearing Corporation. We urge you to read this (see link) and distribute to others within your organization you deem appropriate. http://www.optionsclearing.com/market/infomemos/2009/jul/26110.pdf Key Information: FAZ1C changes to FAZ2C On […]


Corporate Event Notice CE09-91

Direxion Financial Bull 3X Shares (“FAS/FAS1C”) 1-for-5 Reverse Stock Split Ex-Distribution Date: July 9, 2009 Attached, for your information is an important memo #26109 from the Options Clearing Corporation. We urge you to read this (see link) and distribute to others within your organization you deem appropriate. http://www.optionsclearing.com/market/infomemos/2009/jul/26109.pdf Key Information: FAS1C changes to FAS2C On […]


Corporate Event Notice CE09-90

IPC Holdings, Ltd. (“IPCR/IPCR1C”) EXCHANGE OFFER FURTHER EXTENDED by Validus Holdings, Ltd. (“VR”) Offer Expires: July 13, 2009


Corporate Event Notice CE09-89

Terra Industries Inc. (“TRA/TRA1C”) Exchange Offer by CF Industries Holdings, Inc. FURTHER EXTENDED Offer Expires: August 7, 2009


Corporate Event Notice CE09-88

Rio Tinto plc – ADR (“RTP/RTP1C”) Cash Distribution In Lieu Of Rights Ex-Distribution Date: July 8, 2009 Attached, for your information is memo #26095 from the Options Clearing Corporation. We urge you to read this (see link) and distribute to others within your organization you deem appropriate. http://www.optionsclearing.com/market/infomemos/2009/jul/26095.pdf Key Information: RTP1C changes to RTP2C On […]


Corporate Event Notice CE09-87

NRG Energy, Inc. (“NRG/NRG1C”) Exchange Offer by Exelon Corporation (“EXC/EXC1C”) REVISED/EXTENDED Offer Expires: August 21, 2009


Corporate Event Notice CE09-86

Sun Microsystems, Inc. (“JAVA/JAVA1C”) Anticipated Merger with Oracle Corporation (“ORCL/ORCL1C”)


Corporate Event Notice CE09-85

Embarq Corporation (“EQ/EQ1C”) Merger Complete CenturyTel, Inc. (“CTL/CTL1C”)


Corporate Event Notice CE09-84

Emulex Corp. (“ELX/ELX1C”) Tender Offer by Broadcom Corporation (“BRCM/BRCM1C”) REVISED/FURTHER EXTENDED Offer Expires: July 14, 2009


Corporate Event Notice CE09-83

Wyeth (“WYE/WYE1C”) Anticipated Merger with Pfizer Inc. (“PFE/PFE1C”)


Corporate Event Notice CE09-82

Ingersoll-Rand Co. Ltd. (“IR/IR1C”) Name and Cusip Number Change Effective Date: July 1, 2009


Corporate Event Notice CE09-81

IPC Holdings, Ltd. (“IPCR/IPCR1C”) EXCHANGE OFFER EXTENDED by Validus Holdings, Ltd. (“VR”) Offer Expires: July 6, 2009


Corporate Event Notice CE09-80

American International Group (“AIG/AIG1C”) 1-for-20 Reverse Stock Split Ex-Distribution Date: July 1, 2009


Corporate Event Notice CE09-79

SiRF Technology Holdings, Inc. (“SIRF/SIRF1C”) Merger Complete with CSR plc


Corporate Event Notice CE09-78

Embarq Corporation (“EQ/EQ1C”) Anticipated Merger with CenturyTel, Inc. (“CTL/CTL1C”)


Corporate Event Notice CE09-77

SiRF Technology Holdings, Inc. (“SIRF/SIRF1C”) Anticipated Merger with CSR plc Anticipated on 06/29/09


Corporate Event Notice CE09-76

SiRF Technology Holdings, Inc. (“SIRF/SIRF1C”) Anticipated Merger with CSR plc Anticipated on 06/29/09


Corporate Event Notice CE09-75

CNINSURE INC. – ADR (“CISG/ CISG1C”) Special Cash Distribution Ex-Distribution Date: June 24, 2009


Corporate Event Notice CE09-74

NRG Energy, Inc. (“NRG/NRG1C”) Exchange Offer by Exelon Corporation (“EXC/EXC1C”) Offer Expires: August 21, 2009


Corporate Event Notice CE09-73

**UPDATE – EX-DATE REVISED TO JUNE 24, 2009** Lloyds Banking Group plc – ADR (“LYG/LYG1C”) Cash Distribution In Lieu Of Rights Ex-Distribution Date: June 24, 2009


Corporate Event Notice CE09-71

American Commercial Lines Inc. (“ACLI/ACLI1C and adjusted ACLI2C”) Symbol Change Effective Date: June 23, 2009


Corporate Event Notice CE09-70

Lloyds Banking Group plc – ADR (“LYG/LYG1C”) Cash Distribution In Lieu Of Rights Ex-Distribution Date: June 23, 2009


Corporate Event Notice CE09-69

Emulex Corp. (“ELX/ELX1C”) Tender Offer by Broadcom Corporation (“BRCM/BRCM1C”) FURTHER EXTENDED Offer Expires: July 1, 2009 Attached, for your information is memo #26012 from the Options Clearing Corporation. We urge you to read this (see link) and distribute to others within your organization you deem appropriate. http://www.optionsclearing.com/market/infomemos/2009/jun/26012.pdf Key Information: Tender Offer Consideration(s) $9.25 net cash […]


Corporate Event Notice CE09-68

American Capital Ltd. (“ACAS/ACAS1C”) SPECIAL CASH AND/OR STOCK DIVIDEND (ELECTION) Ex-Distribution Date: June 18, 2009


Corporate Event Notice CE09-66

Myriad Genetics, Inc. (“MYGN/MYGN1C”) Distribution of Shares of Myriad Pharmaceuticals, Inc. (“MYRXV”) Ex-Distribution Date: June 15, 2009


Corporate Event Notice CE09-65

AmerisourceBergen Corporation (“ABC/ABC1C”) 2-for-1 Stock Split Ex-Distribution Date: June 16, 2009 Attached, for your information is memo #25988 from the Options Clearing Corporation. We urge you to read this (see link) and distribute to others within your organization you deem appropriate. http://www.optionsclearing.com/market/infomemos/2009/jun/25988.pdf Key Information: Symbol: ABC1C No Change CME Clearing Code: ABC No Change Positions […]


Corporate Event Notice CE09-64

Thinkorswim Group Inc. (“SWIM/SWIM1C”) Merger Complete with TD Ameritrade Holding Corp. (“AMTD/AMTD1C”) Attached, for your information is memo #25983 from the Options Clearing Corporation. We urge you to read this (see link) and distribute to others within your organization you deem appropriate. http://www.optionsclearing.com/market/infomemos/2009/jun/25983.pdf Key Information: SWIM1C changes to SWIM2C 6/12/09 SWIM2C CME Clearing Code SW8 […]


Corporate Event Notice CE09-63

Emulex Corp. (“ELX/ELX1C”) Tender Offer by Broadcom Corporation (“BRCM/BRCM1C”) EXTENDED Offer Expires: June 17, 2009


Corporate Event Notice CE09-62

CF Industries Holdings, Inc. (“CF/CF1C”) Exchange Offer by Agrium Inc. (“AGU”) FURTHER EXTENDED Offer Expires: June 22, 2009


Corporate Event Notice CE09-61

Covidien Ltd. (“COV/COV1C”) Name Change Effective Date: June 5, 2009


Corporate Event Notice CE09-60

General Motors Corp. (“GM/GM1C”) Symbol and Listing Exchange Change Effective Date: June 2, 2009


Delisting Notice DN09-15

Contract Delisting


Corporate Event Notice CE09-59

Thinkorswim Group Inc. (“SWIM/SWIM1C”) Anticipated Merger with TD Ameritrade Holding Corp. (“AMTD/AMTD1C”)


Corporate Event Notice CE09-58

Companhia Vale do Rio Doce (“VALE/VALE1C”) Name and Cusip Number Change Effective Date: May 28, 2009


Corporate Event Notice CE09-57

Terra Industries Inc. (“TRA/TRA1C”) Exchange Offer by CF Industries Holdings, Inc. FURTHER EXTENDED Offer Expires: June 26, 2009


Corporate Event Notice CE09-56

Provident Bankshares Corporation (“PBKS/PBKS1C”) Merger Complete with M&T Bank Corporation (“MTB/MTB1C”)


Corporate Event Notice CE09-55

American Commercial Lines Inc. (“ACLI/ACLI1C and adjusted ACLI2C”) Symbol Change Effective Date: May 26, 2009


Corporate Event Notice CE09-54

Max Capital Group Ltd. (“MXGL/MXGL1C”) Anticipated Merger with IPC Holdings Ltd. (“IPCR”)


Corporate Event Notice CE09-53

American Commercial Lines Inc. (“ACLI/ ACLI1C”) 1-for-4 Reverse Stock Split Ex-Distribution Date: May 26, 2009


Corporate Event Notice CE09-52

Cemex S.A. de C.V. (“CX/CX1C”) 4% Stock Dividend Ex-Distribution Date: May 29, 2009


Corporate Event Notice CE09-51

IPC Holdings, Ltd. (“IPCR/IPCR1C”) REVISED EXCHANGE OFFER by Validus Holdings, Ltd. (“VR”) Offer Expires: June 26, 2009


Corporate Event Notice CE09-50

Life Partners Holdings, Inc. (“LPHI/LPHI1C”) Special Cash Distribution Ex-Distribution Date: May 20, 2009


Corporate Event Notice CE09-46

Westfield Financial Inc. (“WFD/WFD1C”) Special Cash Distribution Ex-Distribution Date: May 11, 2009


Corporate Event Notice CE09-49

Rackable Systems, Inc. (“RACK/RACK1C”) Name, Symbol and Cusip Change Effective Date: May 18, 2009


Corporate Event Notice CE09-48

CF Industries Holdings, Inc. (“CF/CF1C”) Exchange Offer by Agrium Inc. (“AGU”) REVISED/EXTENDED Offer Expires: June 15, 2009


Corporate Event Notice CE09-47

Emulex Corp. (“ELX/ELX1C”) Tender Offer by Broadcom Corporation (“BRCM/BRCM1C”) Offer Expires: June 3, 2009


Corporate Event Notice CE09-45

Companhia Vale do Rio Doce (“RIO/RIO1C”) Stock and Future Symbol Change to: (“VALE/VALE1C”) Effective Date: May 4, 2008


Corporate Event Notice CE09-44

First Horizon National Corporation (“FHN/FHN1C/FHN2C”) Stock Dividend – NO ADJUSTMENT Ex-Distribution Date: April 28, 2009


Corporate Event Notice CE09-43

Oil Service HOLDRs Trust (“OIH/OIH1C”) Special Cash Distribution Ex-Distribution Date: April 29, 2009


Corporate Event Notice CE09-42

Terra Industries Inc. (“TRA/TRA1C”) Exchange Offer by CF Industries Holdings, Inc. EXTENDED Offer Expires: June 12, 2009


Corporate Event Notice CE09-41

Diamond Offshore Drilling Inc. (“DO/DO1C”) Special Cash Distribution Ex-Distribution Date: April 29, 2009


Corporate Event Notice CE09-40

Harris Corporation (“HRS/HRS1C”) Distribution of Shares of Harris Stratex Networks, Inc. (“HSTX”) Ex-Distribution Date: May 11, 2009


Corporate Event Notice CE09-39

Lloyds Banking Group plc – ADR (“LYG/LYG1C”) Stock Dividend Ex-Distribution Date: May 6, 2009


Corporate Event Notice CE09-38

Sun Bancorp, Inc. – NJ (“SNBC/SNBC1C”) Stock Dividend Ex-Distribution Date: April 28, 2009


Corporate Event Notice CE09-37

First Horizon National Corporation (“FHN/FHN1C”) Determination of Cash-in-Lieu Amount


Corporate Event Notice CE09-36

CF Industries Holdings, Inc. (“CF/CF1C”) Exchange Offer by Agrium Inc. (“AGU”) Offer Expires: May 19, 2009


Corporate Event Notice CE09-35

Valley National Bancorp (“VLY/VLY1C”) Stock Dividend Ex-Distribution Date: May 06, 2009


Corporate Event Notice CE09-34

Southside Bancshares, Inc. (“SBSI/SBSI1C”) Stock Dividend Ex-Distribution Date: April 24, 2009


Corporate Event Notice CE09-33

Terra Industries Inc. (“TRA/TRA1C”) Exchange Offer by CF Industries Holdings, Inc. Offer Expires: May 15, 2009


Corporate Event Notice CE09-31

Rohm & Haas Co. (“ROH/ROH1C”) Merger complete with Dow Chemical Company/The (“DOW/DOW1C”)


Corporate Event Notice CE09-30

Walter Industries, Inc. (“WLT/WLT1C”) Distribution of Shares/Merger of Walter Investment Management LLC Ex-Distribution Date: April 1, 2009


Corporate Event Notice CE09-29

Rohm & Haas Co. (“ROH/ROH1C”) Anticipated Merger with Dow Chemical Company/The (“DOW/DOW1C”)


Corporate Event Notice CE09-28

Genentech, Inc. (“DNA/DNA1C”) Merger Complete with Roche Investments USA Inc.


Corporate Event Notice CE09-27

Time Warner Inc. (”TWX/TWX1C”) Reverse Stock Split/Distribution **DISTRIBUTION RATIO UPDATE** Ex-Distribution Date: March 30, 2009


Corporate Event Notice CE09-26

Myriad Genetics, Inc. (“MYGN/MYGN1C”) 2-for-1 Stock Split Ex-Distribution Date: March 26, 2009


Corporate Event Notice CE09-25

Genentech, Inc. (“DNA/DNA1C”) Tender Offer by Roche Holding AG (FURTHER EXTENDED) Offer Expires: March 25, 2009


Corporate Event Notice CE09-24

Time Warner Inc. (”TWX/TWX1C”) Reverse Stock Split/Distribution Ex-Distribution Date: March 30, 2009


Corporate Event Notice CE09-23

Genentech, Inc. (“DNA/DNA1C”) Tender Offer by Roche Holding AG (EXTENDED) Offer Expires: March 20, 2009


Corporate Event Notice CE09-22

First Horizon National Corporation (“FHN/FHN1C”) Stock Dividend Ex-Distribution Date: March 11, 2009


Corporate Event Notice CE09-21

Republic First Bancorp, Inc. (“FRBK/FRBK1C”) Anticipated Merger with Pennsylvania Commerce Bancorp, Inc. (“COBH”)


Corporate Event Notice CE09-20

United Community Banks, Inc. GA (“UCBI/UCBI1C”) 0.7692% Stock Dividend NO CONTRACT ADJUSTMENT


Corporate Event Notice CE09-19

HSBC Holdings plc (“HBC/HBC1C”) Rights Distribution NO CONTRACT ADJUSTMENT


Corporate Event Notice CE09-18

FirstFed Financial Corp. (“FED/FED1C”) Symbol and Listing Exchange Change Effective Date: March 4, 2009


Corporate Event Notice CE09-17

Pharmaceutical HOLDRs Trust (“PPH/PPH1C”) Special Cash Distribution Ex-Distribution Date: March 4, 2009


Corporate Event Notice CE09-16

Advanced Medical Optics, Inc. (“EYE/EYE1C”) Merger Complete with Abbott Laboratories (“ABT/ABT1C”)


Corporate Event Notice CE09-03

Wachovia Corporation (“WB/WB1C”) Determination of Cash-in-Lieu Amount


Corporate Event Notice CE09-15

Genentech, Inc. (“DNA/DNA1C”) Tender Offer by Roche Holding AG Offer Expires: March 12, 2009


Corporate Event Notice CE09-14

Diamond Offshore Drilling, Inc. (“DO/DO1C”) Special Cash Distribution Ex-Distribution Date: February 11, 2009


Corporate Event Notice CE09-13

Castlepoint Holdings Ltd. (“CPHL/CPHL1C”) Merger Complete with Tower Group Inc. (“TWGP/TWGP1C”)


Corporate Event Notice CE09-12

Advanced Medical Optics, Inc. (“EYE/EYE1C”) Proposed merger with Abbott Laboratories (“ABT/ABT1C”)


Corporate Event Notice CE09-11

Sovereign Bancorp Inc. (“SOV/SOV1C”) Merger Complete with Banco Santander, S.A.- ADS (“STD”)


Corporate Event Notice CE09-10

Castlepoint Holdings Ltd. (“CPHL/CPHL1C”) Anticipated Merger with Tower Group Inc. (“TWGP/TWGP1C”)


Corporate Event Notice CE09-09

Sovereign Bancorp Inc. (“SOV/SOV1C”) Anticipated Merger with Banco Santander, S.A.- ADS (“STD”)


Corporate Event Notice CE09-08

Brookline Bancorp, Inc. (“BRKL/BRKL1C”) Special Cash Distribution Ex-Distribution Date: February 03, 2009


Corporate Event Notice CE09-07

PremierWest Bancorp (“PRWT/PRWT1C”) 5% Stock Dividend Ex-Distribution Date: March 27, 2009


Corporate Event Notice CE09-06

Nortel Network Corporation (“NT/NT1C”) Symbol and Listing Exchange Change Effective Date: January 14, 2009


Corporate Event Notice CE09-05

National City Corporation (“NCC/NCC2C”) Determination of Cash-in-Lieu Amount


Corporate Event Notice CE09-04

Merrill Lynch Co., Inc. (“MER/MER2C”) Determination of Cash-in-Lieu Amount


Corporate Event Notice CE09-02

UST Inc. (“UST/UST1C”) Merger Complete with Altria Group Inc. (“MO/MO1C”)


Corporate Event Notice CE09-001

National City Corporation (“NCC/NCC1C”) Merger Complete The PNC Financial Services Group, Inc. (“PNC/PNC1C”) January 2, 2009






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