Responsible Trader Designation Form

Responsible Trader Designation Form

OneChicago Rule 513(a) requires each Clearing Member and Exchange Member to designate at least one employee or agent (the “Responsible Trader”) as its administrator for the use of the OneChicago System by such Member and its Related Parties or, in the case of a Clearing Member only, the Access Persons that such Clearing Member has permitted to act as such. Responsible Traders have special responsibilities in terms of communications with OneChicago (see rulebook for details), and any and all notices sent to Responsible Traders by the Exchange are binding upon the Clearing Member or Exchange Member.

Click here to visit OneChicago’s official rulebook

To comply with this rule, each Clearing Member and Exchange Member must designate its Responsible Trader(s) on this Responsible Trader Designation Form (the “Designation Form”). The designation is effective upon submission to OneChicago of a fully completed and signed Designation Form, and remains effective until the designating Member submits a revised Designation Form. Each Clearing Member and Exchange Member must notify OneChicago promptly of any change regarding any of its Responsible Traders.

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