Rule Amendments
RULE 207 DIRECTORS
CHAPTER 7 DISCIPLINE AND ENFORCEMENT
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Rule Additions
NEW RULE 422 TRANSFER OF TRADES, NEW RULE 423 CONCURRENT LONG AND SHORT POSITIONS
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Amendments to OCX Rule 902(c) – Contract
Specifications and Rule 905 – Form of Specifications Supplement.
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Updated
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Amendments to OCX Rules 414 – Position
Limits, Rule 716 – Position Limit Violations, Rule 902 – Contract Specifications, and Rule 905 – Form of Specifications Supplement all of which relate to the addition of a position accountability rule.
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Amendments to Rule 902 (c) Contract
Specifications – Trading Hours; Delivery Months and Termination Dates, and Rule 905
Form of Specifications Supplement.
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Interpretation of Exchange Rule 118,
The definition of a Clearing Member for the sake of clarity.
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Amended Rule 515(n)(C)(1)(y) and (C)(2)(y) to change the quoting requirements for Market Makers.
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Amended Rule 906(b)(1)(E) to eliminate the $3 market price per share requirement from the Exchange’s requirements for continued approval for an underlying security.
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