OneChicago Rule Changes
CFTC Notice of EFP Confirmations 4/3/2013
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RE: Amendment to OneChicago Rule 127, Disciplinary Panel
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RE: Revisions to OneChicago Rule 416, Exchange of Future for Physical
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RE: Notice of Pre-Execution Discussions and Cross Trades 09-12-2012
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RE: Amendments to Chapter 2 and Chapter 4 Updates and Revisions
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Re: Revision to OneChicago Rule 307, Application of Rules and Jurisdiction and Revision to the cover page of the OneChicago Rulebook
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Re: Revisions to OneChicago Chapter 7 Rules Involving Discipline and Enforcement – Revised
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Notice To Members 2012-18
Re: Revisions to OneChicago Chapter 7 Rules Involving Discipline and Enforcement – Revised Effective Date: August 17, 2012 OneChicago, LLC (“OCX”) has adopted amendments to OCX Rules 712 Respondent Review of Evidence, Rule 713 Conducting Hearings of Disciplinary Proceedings, Rule 714 Decision of Disciplinary Panel, Rule 715 Sanctions and Rule 716 Appeal from Disciplinary Panel Decision, [...]
Notice to Members 2012-6
Date: April 11, 2012 RE: Changes to Position Limits and Position Accountability Thresholds OneChicago has amended the position limits and position accountability thresholds found in schedule A to Chapter 4 of its Rulebook. Generally the position limits for OCX products is 13,500. However there are certain products where the limits are 22,500 or meet the [...]
Revisions to OneChicago Rule 423, Concurrent Long and Short Positions
Revisions to OneChicago Rule 423, Concurrent Long and Short Positions Date: February 8th, 2012 View the full filing.
Notice to Members 2011-26
MF Global (OCC Firm 292) Restricted to Closing Only Date: October 31, 2011 Effective immediately, MF Global, OCC Clearing Firm 292, is restricted to closing only transactions at OneChicago. View the full filing. Any questions can be directed to Tom McCabe at 312.424.8512.
Notice to Members 2011-23
Security Futures Products Rule Submission and Rule Certification Added Appendix A and B to Chapter 9 Date: October 21, 2011 View the PDF here.
Notice To Members 2011-17
Security Futures Products Rule Submission and Rule Certification Updated Revisions to OneChicago Rule 905 Expanding Trade Prices to Four (4) Decimal Points Dear Mr. Stawick: Pursuant to section 5c(c)(1) of the Commodity Exchange Act, as amended (the “Act”), and section 41.24 of the regulations promulgated by the Commission under the Act, submitted herewith is an [...]
Notice To Members 2011-14
OneChicago Rule Changes Rule 414, Position Limits and Position Accountability Rule 417, Block Trading Effective: June 15, 2011 OneChicago has updated two rules such that the rules are consistent with previously issued regulatory notices. Rule 414, Position Limits and Position Accountability OneChicago Rule 414, Position Limits and Position Accountability; was updated to include a new [...]
Notice to Members 2011-2
Changes to Position Limits and Position Accountability Thresholds View PDF
Notice to Members 2010-15
OCX NOTICE TO MEMBERS RE: Supplement to Security Futures Risk Disclosure Statement EFFECTIVE: October 7, 2010 View PDF View Risk Disclosure Statement for Security Futures Contracts
Notice to Members 2010-14
OCX NOTICE TO MEMBERS RE: Filing of Rule Change Certifications to the Commodity Futures Trading Commission on September 8, 2010. EFFECTIVE: TBD View PDF – Notice to Members View PDF – CFTC Certification Contract Adjustments View PDF – CFTC Certification Amendment No. 1
Notice to Members 2010-13
OCX NOTICE TO MEMBERS Effective Date: August 27, 2010 RE: Block Trades, Pre-Execution Discussions and Cross Trades: Revision of OCX Policy: 2010-01 View PDF
Notice to Members 2010-12
OCX NOTICE TO MEMBERS DATE: August 18, 2010 RE: Updated Large Trader Reporting View PDF
Notice to Members 2010-10
OCX NOTICE TO MEMBERS EFFECTIVE DATE: July 21, 2010 Rule Amendments Changes to Position Limits and Position Accountability Thresholds View PDF
Notice to Members 2010-09
OCX NOTICE TO MEMBERS Effective Date: July 15, 2010 Further Changes to OCX Rule 419 “Regulatory Halts” View PDF – Notice to Members View PDF – SEC Filing
Notice to Members 2010-08
OCX NOTICE TO MEMBERS Effective Date: July 6, 2010 Dual Reporting Ended for Large Trader Reporting View PDF
Notice to Members 2010-07
OCX NOTICE TO MEMBERS Effective Date: June 18, 2010 Position Limits and Position Accountability View PDF – Notice to Members View PDF – SEC Filing
Notice to Members 2010-06
OCX NOTICE TO MEMBERS Effective Date: June 21, 2010 Changes to Hours for Trading EFPs on OCX.BETS™ View PDF
Notice to Members 2010-05
OCX NOTICE TO MEMBERS Effective Date: June 21, 2010 Changes to “OneChicago Policy for Error Trades and Mistrades” View PDF
Notice to Members 2010-04
OCX NOTICE TO MEMBERS Effective Date: June 17, 2010 Changes to OCX Rule 419 “Regulatory Halts” View PDF – Notice to Members View PDF – SEC Filing
Notice to Members 2010-03
OCX NOTICE TO MEMBERS Effective Date: April 19, 2010 Rule Amendments Updated Large Trader Reporting Procedures View PDF
Notice to Members 2010-02
OCX NOTICE TO MEMBERS Effective Date: March 29, 2010 Rule Amendments to Error Trade Policy and Adoption of Fees View Fee Schedule PDF View Policy PDF
Notice to Members 2010-01
OCX NOTICE TO MEMBERS EFFECTIVE DATE: March 22, 2010 Rule Amendments Changes to Position Limits and Position Accountability Thresholds View PDF
2009-11 Rule Change
OCX NOTICE TO MEMBERS ISSUE DATE: December 30, 2009 EFFECTIVE DATE: December 30, 2009 Rule Amendments CHAPTER 7 DISCIPLINE AND ENFORCEMENT View PDF
2009-10 Rule Change
Notice to Members This Notice provides information concerning amendments to Rule 906, Listing Standards for single stock futures products. These amendments implement the provisions of the Joint Order of the Commodity Futures Trading Commission and the Securities and Exchange Commission dated November 19, 2009 (SEC Release No. 34-61027. View PDF
2009-09 Rule Change
Notice to Members This Notice provides information related to the adoption of new Rules 422 and 423, regarding the transfer of trades and the holding of concurrent long and short positions. View PDF
2009-08 Rule Change
Notice to Members November 2009 OneChicago, LLC (“OneChicago”) has adopted an amendment to Rule 414 – Position Limits and Position Accountability, to remove one of the required representations for a hedging exemption application from the Exchange’s position limits. View PDF
2009-07 Rule Change
2009-07 Notice to Members Interpretation to OneChicago, LLC (“OCX”) Rule 419 – Regulatory Halts, to clarify the effective time of a halt on the Exchange. View PDF
2009-06 Rule Change
2009-06 Notice to Members OneChicago, LLC (“OCX”) has adopted amendments OCX Rule 902(c) – Contract Specifications and Rule 905 – Form of Specifications Supplement. View PDF
2009-05 Rule Change
October 7, 2009 UPDATED – Notice to Members – Amendment to OCX Rules 414 – Position Limits, Rule 716 – Position Limit Violations, Rule 902 – Contract Specifications, and Rule 905 – Form of Specifications Supplement all of which relate to the addition of a position accountability rule. View PDF
2009-04 Rule Change
June 18, 2009 Notice to Members – Amendment to Rule 902 (c) View PDF
2009-03 Rule Change
June 11, 2009 Notice to Members – Interpretation of Exchange Rule 118. View PDF
2009-02 Rule Change
June 10, 2009 Notice to Members – Amended Rule 515(n)(C)(1)(y) and (C)(2)(y) to change the quoting requirements for Market Makers. View PDF
2009-01 Rule Change
March 3, 2009 Notice to Members – Maintenance standards for a security futures product based on a single security View PDF View Rule Filing PDF
2008-004 Rule Change
September 23, 2008 Notice to Members – Relaxation of Market Maker Conditions View PDF
2008-003 Rule Change
August 20, 2008 Notice to Members – Revision eliminates any minimum contract size requirement for Automatic Matching of EFPs View PDF
2008-002 Rule Change
February 5, 2008 Notice to Members – Amending Rule 416 Exchange of Future for Physical (“EFP”) View PDF
2008-001 Rule Change
February 5, 2008 Notice to Members – Rule 517, Customer Margin for Stock Index Futures View PDF
2007-002 Rule Change
July 20, 2007 Notice to Members – Amending Rules 144, 404, 406 and 416 View PDF
2007-001 Rule Change
February 2, 2007 Notice to Members – Amending Policies: Block Trades, Pre-Execution Discussions and Cross Trades View PDF
2006-003 Rule Change
September 5, 2006 Notice to Members – Amending Policies regarding Block Trades, Pre-Execution Discussions and Cross Trades (“Block Trade Policy”) and Rule 906(b) View PDF
2006-002 Rule Change
August 28, 2006 Notice to Members – Amending Rule 902(j) relating to the daily settlement price calculation View PDF
2006-001 Rule Change
March 20, 2006 Notice to Members – Amending governance rules View PDF
2005-002 Rule Change
May 9, 2005 Notice to Members – Amending the “EFP Transactions: Guidelines and Reporting Procedures” View PDF
2005-001 Rule Change
July 19, 2005 Notice to Members – Amending the Eligibility and Maintenance Criteria View PDF
