OneChicago Rule Changes
Notice to Members 2010-13
OCX NOTICE TO MEMBERS
Effective Date: August 27, 2010
RE: Block Trades, Pre-Execution Discussions and Cross Trades:
Revision of OCX Policy: 2010-01
Notice to Members 2010-10
OCX NOTICE TO MEMBERS
EFFECTIVE DATE: July 21, 2010
Rule Amendments
Changes to Position Limits and Position Accountability Thresholds
Notice to Members 2010-09
OCX NOTICE TO MEMBERS
Effective Date: July 15, 2010
Further Changes to OCX Rule 419 “Regulatory Halts”
Notice to Members 2010-08
OCX NOTICE TO MEMBERS
Effective Date: July 6, 2010
Dual Reporting Ended for Large Trader Reporting
Notice to Members 2010-07
OCX NOTICE TO MEMBERS
Effective Date: June 18, 2010
Position Limits and Position Accountability
Notice to Members 2010-06
OCX NOTICE TO MEMBERS
Effective Date: June 21, 2010
Changes to Hours for Trading EFPs on OCX.BETS™
Notice to Members 2010-05
OCX NOTICE TO MEMBERS
Effective Date: June 21, 2010
Changes to “OneChicago Policy for Error Trades and Mistrades”
Notice to Members 2010-04
OCX NOTICE TO MEMBERS
Effective Date: June 17, 2010
Changes to OCX Rule 419 “Regulatory Halts”
Notice to Members 2010-03
OCX NOTICE TO MEMBERS
Effective Date: April 19, 2010
Rule Amendments
Updated Large Trader Reporting Procedures
Notice to Members 2010-02
OCX NOTICE TO MEMBERS
Effective Date: March 29, 2010
Rule Amendments to Error Trade Policy and Adoption of Fees
Notice to Members 2010-01
OCX NOTICE TO MEMBERS
EFFECTIVE DATE: March 22, 2010
Rule Amendments
Changes to Position Limits and Position Accountability Thresholds
2009-11 Rule Change
OCX NOTICE TO MEMBERS
ISSUE DATE: December 30, 2009
EFFECTIVE DATE: December 30, 2009
Rule Amendments
CHAPTER 7 DISCIPLINE AND ENFORCEMENT
2009-10 Rule Change
Notice to Members
This Notice provides information concerning amendments to Rule 906, Listing Standards for single stock futures products. These amendments implement the provisions of the Joint Order of the Commodity Futures Trading Commission and the Securities and Exchange Commission dated November 19, 2009 (SEC Release No. 34-61027.
2009-09 Rule Change
Notice to Members
This Notice provides information related to the adoption of new Rules 422 and 423, regarding the transfer of trades and the holding of concurrent long and short positions.
2009-08 Rule Change
Notice to Members
November 2009
OneChicago, LLC (“OneChicago”) has adopted an amendment to Rule 414 – Position Limits and Position Accountability, to remove one of the required representations for a hedging exemption application from the Exchange’s position limits.
2009-07 Rule Change
2009-07
Notice to Members
Interpretation to OneChicago, LLC (“OCX”) Rule 419 – Regulatory Halts, to clarify the effective time of a halt on the Exchange.
2009-06 Rule Change
2009-06
Notice to Members
OneChicago, LLC (“OCX”) has adopted amendments OCX Rule 902(c) – Contract Specifications and Rule 905 – Form of Specifications Supplement.
2009-05 Rule Change
October 7, 2009
UPDATED – Notice to Members – Amendment to OCX Rules 414 – Position Limits, Rule 716 – Position Limit Violations, Rule 902 – Contract Specifications, and Rule 905 – Form of Specifications Supplement all of which relate to the addition of a position accountability rule.
2009-02 Rule Change
June 10, 2009
Notice to Members – Amended Rule 515(n)(C)(1)(y) and (C)(2)(y) to change the quoting requirements for Market Makers.
2009-01 Rule Change
March 3, 2009
Notice to Members – Maintenance standards for a security futures product based on a single security
2008-003 Rule Change
August 20, 2008
Notice to Members – Revision eliminates any minimum contract size requirement for Automatic Matching of EFPs
2008-002 Rule Change
February 5, 2008
Notice to Members – Amending Rule 416 Exchange of Future for Physical (“EFP”)
2007-001 Rule Change
February 2, 2007
Notice to Members – Amending Policies: Block Trades, Pre-Execution Discussions and Cross Trades
2006-003 Rule Change
September 5, 2006
Notice to Members – Amending Policies regarding Block Trades, Pre-Execution Discussions and Cross Trades (“Block Trade Policy”) and Rule 906(b)
2006-002 Rule Change
August 28, 2006
Notice to Members – Amending Rule 902(j) relating to the daily settlement price calculation
2005-002 Rule Change
May 9, 2005
Notice to Members – Amending the “EFP Transactions: Guidelines and Reporting Procedures”