RR2010

Regulatory Release 2010-10

Changes to Position Limits and Position Accountability Thresholds.
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Regulatory Release 2010-09

Further Changes to OCX Rule 419 “Regulatory Halts”
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Regulatory Release 2010-08

Dual Reporting Ended for Large Trader Reporting
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Regulatory Release 2010-13

OCX NOTICE TO MEMBERS
Effective Date: August 27, 2010
RE: Block Trades, Pre-Execution Discussions and Cross Trades:
Revision of OCX Policy: 2010-01

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Regulatory Release 2010-12

OCX NOTICE TO MEMBERS
DATE: August 18, 2010
RE: Updated Large Trader Reporting
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Regulatory Release 2010-10

OCX NOTICE TO MEMBERS
EFFECTIVE DATE: July 21, 2010
Rule Amendments
Changes to Position Limits and Position Accountability Thresholds
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Regulatory Release 2010-09

OCX NOTICE TO MEMBERS
Effective Date: July 15, 2010
Further Changes to OCX Rule 419 “Regulatory Halts”
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Regulatory Release 2010-08

OCX NOTICE TO MEMBERS
Effective Date: July 6, 2010
Dual Reporting Ended for Large Trader Reporting
Read More